Investment Funds Direct Limited

• Principal Place of Business

  Investment Funds Direct Ltd

  Trimbridge House

  Trim Street

  Bath

  Bath And North East Somerset

  BA1 1HB

  UNITED KINGDOM

  Phone

  +4403450766140

  Web

  https://www.mandg.com/wealth/platform

• Complaints Contact

  Investment Funds Direct Ltd

  Trimbridge House

  Trim Street

  Bath

  Bath And North East Somerset

  BA1 1HB

  UNITED KINGDOM

  Phone

  +4403451203022

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kevin James

  IRN KXJ00080

  • [FCA CF] Significant management (2 Nov 2020 to 24 May 2021)
• Kimberley Richards

  IRN KXR00210

  • [FCA CF] Functions requiring qualifications (9 May 2022 to 2 Aug 2024)
• Kristen Goliath

  IRN KXG00134

  • [FCA CF] Significant management (1 Jul 2021 to 30 Nov 2021)
  • [FCA CF] Functions requiring qualifications (2 Nov 2020 to 30 Jun 2021)
• Laura Little

  IRN LXL00104

  • [FCA CF] Functions requiring qualifications (2 Nov 2020 to 24 Jan 2022)
• Laura Peck

  IRN LXP00151

  • [FCA CF] Functions requiring qualifications (2 Nov 2020 to 1 Jan 2022)
• Lauren Marshall

  IRN LXM00725

  • [FCA CF] CASS oversight function (since 26 Jul 2024)
• Lee Jones

  IRN LXJ23913

  • SMF24 Chief Operations (6 Mar 2020 to 31 Dec 2021)
• Liam Ferry

  IRN LXF00106

  • [FCA CF] Manager of certification employee (since 6 Mar 2023)
  • [FCA CF] CASS oversight function (since 13 Apr 2021)
• Lindsey Bateman

  IRN LXB00792

  • [FCA CF] Significant management (since 12 May 2025)
• Lisa Worley

  IRN LXW00407

  • [FCA CF] Significant management (since 24 Jun 2024)

No changes recorded yet.