Kathryn McLeland

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Prudential Pensions Limited
FRN 110434
- SMF7 Group Entity Senior Manager (since 31 Oct 2022)
Investment Funds Direct Limited
FRN 114432
- SMF7 Group Entity Senior Manager (since 31 Oct 2022)
M&G Investment Management Limited
FRN 119328
- SMF7 Group Entity Senior Manager (since 31 Oct 2022)
The Prudential Assurance Company Limited
FRN 139793
- SMF7 Group Entity Senior Manager (since 31 Oct 2022)
M&G ADVICE PARTNERS LIMITED
FRN 584256
- SMF7 Group Entity Senior Manager (since 31 Oct 2022)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- [FCA CF] Manager of certification employee (9 Oct 2018 to 30 Jan 2022)
- CF30 Customer (1 Nov 2007 to 3 Jul 2012)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.