Investcorp Securities Limited

• Principal Place of Business

  Investcorp House

  48 Grosvenor Street

  London

  W1K 3HW

  UNITED KINGDOM

  Phone

  +4402076296600

  Web

  https://www.investcorp.com

• Complaints Contact

  Investcorp House

  48 Grosvenor Street

  London

  W1K 3HW

  UNITED KINGDOM

  Phone

  +4402076296600

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Julian Charles Lucas Bennet

  IRN JCB01244

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2021)
• Karl Sebastian Inger

  IRN KSI01001

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2022)
• Kayode Akintunde Akinola

  IRN KAA01020

  • CF23 Corporate Finance Adviser (4 Feb 2003 to 3 Nov 2003)
• Keith Martin Jecks

  IRN KMJ01027

  • CF30 Customer (29 Jul 2013 to 31 Mar 2014)
• Lahan Ibrahim Sperinck

  IRN LXS00666

  • [FCA CF] Client dealing (since 12 Aug 2024)
• Lawrence Bert Kessler

  IRN LBK01004

  • CF8 Apportionment and Oversight (29 Aug 2002 to 9 Sep 2003)
  • CF3 Chief Executive (29 Aug 2002 to 9 Sep 2003)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 13 Mar 2006)
  • CF10 Compliance Oversight (1 Dec 2001 to 13 Mar 2006)
  • CF1 Director (1 Dec 2001 to 31 Dec 2009)
• Lionel Erdely

  IRN LXE01196

  • CF30 Customer (29 Jun 2016 to 8 Dec 2019)
• Lissa Sylvie Engle

  IRN LXE01037

  • CF23 Corporate Finance Adviser (2 Oct 2002 to 10 Jul 2003)
• Luis Gonzalez Flores

  IRN LXG01233

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2022)
  • CF30 Customer (9 Mar 2018 to 8 Dec 2019)
• Lukas Shafer

  IRN LXS01229

  • CF23 Corporate Finance Adviser (4 Mar 2003 to 3 Nov 2003)

No changes recorded yet.