Investcorp Securities Limited

• Principal Place of Business

  Investcorp House

  48 Grosvenor Street

  London

  W1K 3HW

  UNITED KINGDOM

  Phone

  +4402076296600

  Web

  https://www.investcorp.com

• Complaints Contact

  Investcorp House

  48 Grosvenor Street

  London

  W1K 3HW

  UNITED KINGDOM

  Phone

  +4402076296600

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Mamoun Askari

  IRN MXA01456

  • CF23 Corporate Finance Adviser (2 May 2003 to 3 Nov 2003)
  • CF1 Director (2 May 2003 to 31 Jul 2007)
• Mark Franklin Slaughter

  IRN MFS01031

  • CF1 Director (15 Dec 2009 to 17 Jan 2011)
• Mark Jonathan Horncastle

  IRN MJH01332

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2022)
• Maud Yolande Faivre

  IRN MYF01001

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 3 Nov 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 3 Nov 2003)
• Maxime Pierre Paul Geraudie

  IRN MPG01078

  • [FCA CF] Client dealing (14 Mar 2022 to 26 Jun 2024)
• Moritz Till Guenter Zimmermann

  IRN MXZ00128

  • [FCA CF] Client dealing (since 18 Dec 2023)
• NORMAN DAVID BRUCE

  IRN NDB01075

  • CF30 Customer (3 Jul 2013 to 12 Sep 2014)
• Najib Rahal

  IRN NXR00118

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2022)
• Natasha Nadesar

  IRN NXN01250

  • [FCA CF] Client dealing (11 May 2023 to 30 Oct 2023)
• Neil Nissim Hasson

  IRN NNH01002

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2024)
  • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2024)
  • CF1 Director (25 Sep 2017 to 8 Dec 2019)
  • CF30 Customer (25 Sep 2017 to 8 Dec 2019)

No changes recorded yet.