Investcorp Securities Limited

• Principal Place of Business

  Investcorp House

  48 Grosvenor Street

  London

  W1K 3HW

  UNITED KINGDOM

  Phone

  +4402076296600

  Web

  https://www.investcorp.com

• Complaints Contact

  Investcorp House

  48 Grosvenor Street

  London

  W1K 3HW

  UNITED KINGDOM

  Phone

  +4402076296600

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Nicholas John Stewart Day

  IRN NXD00260

  • [FCA CF] Client dealing (since 31 Mar 2023)
• Nicola Ferraris

  IRN NXF01174

  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2022)
  • CF30 Customer (20 Feb 2018 to 8 Dec 2019)
• Nicolò RAFFAELE

  IRN NXR01508

  • [FCA CF] Client dealing (31 Mar 2023 to 13 Nov 2023)
• Paola Tarazi

  IRN PXT01368

  • CF30 Customer (23 Mar 2018 to 31 Mar 2019)
• Philip Edward Yea

  IRN PEY01002

  • CF1 Director (14 Oct 2002 to 6 Jul 2004)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 3 Nov 2003)
• Philippe Marinos Costeletos

  IRN PMC01131

  • CF21 Investment Adviser (1 Dec 2001 to 17 Apr 2003)
• Pierre Victurnien Napoléon François Mari de La Rochefoucauld

  IRN PVD00012

  • SMF3 Executive Director (since 31 Oct 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2022)
  • CF30 Customer (21 Aug 2017 to 8 Dec 2019)
• Praveen Viraj Joynathsing

  IRN PVJ00006

  • [FCA CF] Manager of certification employee (31 Mar 2023 to 5 Apr 2024)
  • [FCA CF] Client dealing (1 Jan 2021 to 5 Apr 2024)
• Ravi Nevile

  IRN RXN01182

  • CF30 Customer (1 Nov 2007 to 2 Apr 2009)
  • CF26 Customer Trading (16 Oct 2007 to 31 Oct 2007)
• Richard Louwrens Kramer

  IRN RLK01013

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2022)

No changes recorded yet.