Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IMAGINE MORTGAGES LIMITED (no longer approved here)

    FRN 921355

    • Director of firm who is not a certification employee or a SMF manager (31 Jul 2020 to 16 Feb 2026)
  • TPG Europe, LLP (no longer approved here)

    FRN 407891

    • CF30 Customer (1 Nov 2007 to 30 Dec 2011)
    • CF8 Apportionment and Oversight (17 Apr 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (3 Oct 2005 to 17 Apr 2007)
    • CF10 Compliance Oversight (3 Oct 2005 to 7 Jun 2011)
    • CF21 Investment Adviser (1 Dec 2004 to 31 Oct 2007)
    • CF4 Partner (1 Dec 2004 to 30 Dec 2011)
  • Investcorp Securities Limited (no longer approved here)

    FRN 139122

    • CF21 Investment Adviser (1 Dec 2001 to 17 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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