Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Director of firm who is not a certification employee or a SMF manager (31 Jul 2020 to 16 Feb 2026)
-
- CF30 Customer (1 Nov 2007 to 30 Dec 2011)
- CF8 Apportionment and Oversight (17 Apr 2007 to 31 Oct 2007)
- CF11 Money Laundering Reporting (3 Oct 2005 to 17 Apr 2007)
- CF10 Compliance Oversight (3 Oct 2005 to 7 Jun 2011)
- CF21 Investment Adviser (1 Dec 2004 to 31 Oct 2007)
- CF4 Partner (1 Dec 2004 to 30 Dec 2011)
-
- CF21 Investment Adviser (1 Dec 2001 to 17 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.