Nicola Ferraris

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investcorp Securities Limited (no longer approved here)

    FRN 139122

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2022)
    • CF30 Customer (20 Feb 2018 to 8 Dec 2019)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 3 Sep 2010)
    • CF22 Investment Adviser (Trainee) (23 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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