Philip Edward Yea

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF4 Partner (AR) (25 Jun 2010 to 9 Aug 2010)
    • CF30 Customer (25 Jun 2010 to 9 Aug 2010)
  • 3i Investments Plc (no longer approved here)

    FRN 195262

    • CF30 Customer (1 Nov 2007 to 27 Jan 2009)
    • CF3 Chief Executive (7 Jul 2004 to 27 Jan 2009)
    • CF1 Director (7 Jul 2004 to 27 Jan 2009)
    • CF27 Investment Management (7 Jul 2004 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (7 Jul 2004 to 31 Oct 2007)
  • Investcorp Securities Limited (no longer approved here)

    FRN 139122

    • CF1 Director (14 Oct 2002 to 6 Jul 2004)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 3 Nov 2003)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF2 Non Executive Director (1 Dec 2001 to 30 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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