Julian Charles Lucas Bennet

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Investcorp Securities Limited (no longer approved here)
FRN 139122
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2021)
Augusta & Co Limited (no longer approved here)
FRN 211883
- CF30 Customer (26 Feb 2009 to 1 Aug 2012)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (17 Jan 2007 to 7 Aug 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.