Augusta & Co Limited

• Principal Place of Business

  19 Queen Street

  London

  W1J 5PW

  UNITED KINGDOM

  Phone

  +4402077760800

  Web

  https://www.augustaco.com

• Complaints Contact

  19 Queen Street

  London

  W1J 5PW

  UNITED KINGDOM

  Phone

  +4402077760800

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexandra Rawe

  IRN AXR02112

  • CF30 Customer (8 May 2013 to 12 Oct 2015)
• Andrew William Lee

  IRN AWL01017

  • CF23 Corporate Finance Adviser (6 Nov 2002 to 30 Dec 2004)
• Antonia Aileen Erika Di Pauli

  IRN AAD01108

  • CF30 Customer (16 Aug 2018 to 1 Jan 2019)
• Axel Narváez

  IRN AXN16002

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2022)
  • CF30 Customer (12 Jun 2019 to 8 Dec 2019)
• Beatrix Eleonore Margerita von Schroeder

  IRN BEV01002

  • CF30 Customer (25 Sep 2017 to 2 Sep 2019)
• Benedict Selkirk

  IRN BXS00654

  • [FCA CF] Client dealing (since 27 Mar 2026)
• Benedikt Manfred Alfred Rudolph Von Schroder

  IRN BXV01010

  • CF30 Customer (1 Nov 2007 to 30 Dec 2011)
  • CF23 Corporate Finance Adviser (23 Jul 2004 to 31 Oct 2007)
  • CF1 Director (23 Jul 2004 to 30 Sep 2010)
• Benjamin James Andrew Hall

  IRN BJH01117

  • CF30 Customer (13 Jun 2008 to 29 Jun 2012)
• Charles Thomas Hodges

  IRN CTH01019

  • [FCA CF] Significant management (since 3 Mar 2025)
  • [FCA CF] Manager of certification employee (since 3 Mar 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (25 Jan 2011 to 8 Dec 2019)
• Christopher John Mansfield

  IRN CJM01206

  • CF23 Corporate Finance Adviser (1 Nov 2002 to 30 Jun 2005)

• AIM IRELAND LIMITED (no longer appointed)

  FRN 992040 · Appointed 17 Feb 2023 · Until 9 Oct 2025

• AIM AURORA LIMITED (no longer appointed)

  FRN 839845 · Appointed 9 Apr 2019 · Until 9 Oct 2025

No changes recorded yet.