Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS Asset Management (UK) Ltd
FRN 119319
- SMF10 Chair of the Risk Committee (since 27 Feb 2025)
- SMF14 Senior Independent Director (since 9 Dec 2019)
- CF2 Non Executive Director (11 Sep 2018 to 8 Dec 2019)
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- SMF9 Chair of the Governing Body (since 31 Jul 2024)
- Director of firm who is not a certification employee or a SMF manager (2 May 2024 to 31 Jul 2024)
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- CF30 Customer (29 Jul 2013 to 31 Mar 2014)
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- CF30 Customer (16 Jun 2008 to 31 Dec 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.