Lawrence Bert Kessler

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investcorp Securities Limited (no longer approved here)

    FRN 139122

    • CF3 Chief Executive (29 Aug 2002 to 9 Sep 2003)
    • CF8 Apportionment and Oversight (29 Aug 2002 to 9 Sep 2003)
    • CF1 Director (1 Dec 2001 to 31 Dec 2009)
    • CF10 Compliance Oversight (1 Dec 2001 to 13 Mar 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 13 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.