IFA FINANCIAL SERVICES (UK) LTD.

• Principal Place of Business

  Insight Financial Associates Ltd

  Insight House 7a

  Alkmaar Way

  Norwich

  Norfolk

  NR6 6BF

  UNITED KINGDOM

  Phone

  +4401603268080

  Web

  https://www.ifaonline.net

• Complaints Contact

  Insight Financial Associates Ltd

  Insight House 7a

  Alkmaar Way

  Norwich

  Norfolk

  NR6 6BF

  UNITED KINGDOM

  Phone

  +4401603268080

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to counselling which is provided in connection with buy-to-let mortgages
  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jennie Warne

  IRN JXW00654

  • [FCA CF] Manager of certification employee (since 13 Nov 2023)
• Jon Glister

  IRN JXG19164

  • [FCA CF] Manager of certification employee (13 Nov 2023 to 26 Feb 2024)
• Jonathan Howard Poole

  IRN JXP00634

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 27 Apr 2023)
  • [FCA CF] Functions requiring qualifications (since 27 Apr 2023)
• Martin Jackson

  IRN MCJ01070

  • [FCA CF] Client dealing (29 Mar 2023 to 31 May 2024)
  • [FCA CF] Functions requiring qualifications (29 Mar 2023 to 31 May 2024)
• Matthew Watling

  IRN MXW00532

  • [FCA CF] Manager of certification employee (13 Nov 2023 to 15 Jan 2024)
• Michael Christopher Walsh

  IRN MCW00012

  • CF30 Customer (1 Dec 2013 to 11 Jan 2016)
• Nicholas Lawrence George Self

  IRN NXS00068

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 8 Oct 2020)
  • [FCA CF] Functions requiring qualifications (since 8 Oct 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 25 Sep 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 25 Sep 2023)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 20 Dec 2017)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Jun 2006 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Jun 2006 to 31 Mar 2009)
  • Responsible for Insurance Mediation (1 Jun 2006 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (1 Jun 2006 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Jun 2006 to 8 Dec 2019)
  • CF1 Director (1 Jun 2006 to 8 Dec 2019)
• Philip Donnelly

  IRN PXD00062

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 27 Apr 2023)
  • [FCA CF] Functions requiring qualifications (since 27 Apr 2023)
• Rebecca Louise Webb

  IRN RXG86354

  • [FCA CF] Manager of certification employee (since 15 May 2023)
• Richard Beardsworth

  IRN RAB01419

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 29 Mar 2023)
  • [FCA CF] Client dealing (since 29 Mar 2023)

• William Glen Malcolm (no longer appointed)

  FRN 490229 · Appointed 17 Oct 2008 · Until 31 Dec 2009

No changes recorded yet.