Nicholas Lawrence George Self

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Leaf Distribution Limited

    FRN 460421

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 25 Mar 2026)
    • [FCA CF] Client dealing (since 25 Mar 2026)
    • CF30 Customer (since 24 Feb 2026)
    • CF1 Director (AR) (since 24 Feb 2026)
  • Propagate Personal Wealth Care Limited

    FRN 1051749

    • (1)Employed By (since 24 Feb 2026)
  • IFA FINANCIAL SERVICES (UK) LTD.

    FRN 447432

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 8 Oct 2020)
    • [FCA CF] Client dealing (since 8 Oct 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 25 Sep 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 25 Sep 2023)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 20 Dec 2017)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jun 2006 to 30 Sep 2018)
    • CF1 Director (1 Jun 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Jun 2006 to 31 Mar 2009)
    • CF21 Investment Adviser (1 Jun 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Jun 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jun 2006 to 8 Dec 2019)
  • Stablegate Financial Services Ltd (no longer approved here)

    FRN 782050

    • SMF3 Executive Director (9 Dec 2019 to 18 Feb 2022)
    • CF1 Director (2 Oct 2017 to 8 Dec 2019)
  • IFA Financial Services Ltd (U698) (no longer approved here)

    FRN 188415

    • (3)Employed By (3 Nov 1998 to 1 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

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