Michael Christopher Walsh

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Foster Denovo Limited (no longer approved here)
FRN 462728
- CF30 Customer (2 Oct 2017 to 12 Oct 2018)
Compass Financial Management LLP (no longer approved here)
FRN 524428
- CF30 Customer (11 Jan 2016 to 8 Sep 2017)
IFA FINANCIAL SERVICES (UK) LTD. (no longer approved here)
FRN 447432
- CF30 Customer (1 Dec 2013 to 11 Jan 2016)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (1 May 2013 to 16 Oct 2013)
Advance Wealth Limited (no longer approved here)
FRN 494241
- CF30 Customer (15 Mar 2010 to 26 Feb 2013)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (22 Aug 2008 to 11 Feb 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.