ICAP Global Derivatives Limited

Date authorised
1 April 2013
Companies House
03635229
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    TP ICAP
    135 Bishopsgate
    London
    EC2M 3TP
    UNITED KINGDOM
    Phone
    +442070005000
    Web
    https://tpicap.com/tpicap/

  • Complaints Contact

    135 Bishopsgate
    London
    EC2M 3TP
    UNITED KINGDOM
    Phone
    +4402072007000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trading Platform

    For Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Giles Martin

    IRN GHM01047

    • [FCA CF] Material risk taker (31 Mar 2021 to 30 Mar 2024)
  • Graeme Nicholas Scott

    IRN GXS01256

    • CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
    • CF13 Finance (1 Dec 2001 to 4 Nov 2002)
  • Graeme O'Dell

    IRN GXO01105

    • CF30 Customer (15 Feb 2014 to 26 Nov 2014)
  • Grainne Mary Ashton

    IRN GMO01007

    • CF21 Investment Adviser (1 Dec 2001 to 4 Nov 2002)
  • Holly Walder

    IRN HXW00260

    • [FCA CF] Client dealing (since 25 Nov 2024)
  • IAN BUNDOCK

    IRN IXB01352

    • CF30 Customer (17 Feb 2014 to 6 Feb 2015)
  • Iain William Torrens

    IRN IWT01010

    • CF29 Significant management (30 Jul 2012 to 28 May 2014)
  • Ian Brett Chicken

    IRN IBC01005

    • CF29 Significant management (1 Nov 2007 to 17 Dec 2010)
    • CF28 Systems and controls (1 Nov 2007 to 17 Dec 2010)
    • CF30 Customer (1 Nov 2007 to 17 Dec 2010)
    • CF3 Chief Executive (22 Aug 2006 to 18 Aug 2010)
    • CF8 Apportionment and Oversight (22 Aug 2006 to 31 Oct 2007)
    • CF1 Director (22 Aug 2006 to 17 Dec 2010)
    • CF20 Significant Mgt (Settlements) (14 Nov 2002 to 31 Oct 2007)
    • CF13 Finance (14 Nov 2002 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 22 Aug 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 22 Aug 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Ian Michael Walker

    IRN IMW01040

    • CF30 Customer (21 Feb 2014 to 26 Nov 2014)
  • Ian Sutton

    IRN IXS01276

    • CF30 Customer (3 Mar 2014 to 13 Feb 2015)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.