Date authorised
1 April 2013
Companies House
03635229
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    TP ICAP
    135 Bishopsgate
    London
    EC2M 3TP
    UNITED KINGDOM
    Phone
    +442070005000
  • Complaints Contact

    135 Bishopsgate
    London
    EC2M 3TP
    UNITED KINGDOM
    Phone
    +4402072007000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trading Platform

    For Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Isabel Louise Booth

    IRN IXB00179

    • [FCA CF] Client dealing (25 Apr 2024 to 14 Oct 2024)
  • Ivan Robert Ritossa

    IRN IRR01002

    • CF2 Non Executive Director (6 Mar 2014 to 30 Dec 2016)
  • JACK MALE

    IRN JXM03145

    • CF30 Customer (17 Feb 2014 to 26 Nov 2014)
  • James Anthony Forese

    IRN JAF01089

    • CF1 Director (1 Dec 2001 to 6 May 2003)
  • James Dawson

    IRN JXD01396

    • CF21 Investment Adviser (1 Dec 2001 to 10 Feb 2006)
  • James Quaile

    IRN JXQ01059

    • Director of firm who is not a certification employee or a SMF manager (since 10 Mar 2021)
    • CF2 Non Executive Director (26 Jul 2017 to 8 Dec 2019)
  • James Simmonds

    IRN JXS01891

    • CF21 Investment Adviser (9 Aug 2005 to 27 Sep 2007)
  • James Woolward

    IRN JXW00392

    • [FCA CF] Client dealing (since 1 Nov 2021)
  • Jan Kitsz

    IRN JXK01444

    • CF30 Customer (14 Feb 2014 to 26 Nov 2014)
  • Jason Lea HOLMES

    IRN JLH01172

    • CF30 Customer (17 Feb 2014 to 13 Feb 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.