ICAP Global Derivatives Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
TP ICAP135 BishopsgateLondonEC2M 3TPUNITED KINGDOM- Phone
- +442070005000
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Complaints Contact
135 BishopsgateLondonEC2M 3TPUNITED KINGDOM- Phone
- +4402072007000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trading Platform
For Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Isabel Louise Booth
IRN IXB00179
- [FCA CF] Client dealing (25 Apr 2024 to 14 Oct 2024)
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Ivan Robert Ritossa
IRN IRR01002
- CF2 Non Executive Director (6 Mar 2014 to 30 Dec 2016)
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JACK MALE
IRN JXM03145
- CF30 Customer (17 Feb 2014 to 26 Nov 2014)
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James Anthony Forese
IRN JAF01089
- CF1 Director (1 Dec 2001 to 6 May 2003)
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James Dawson
IRN JXD01396
- CF21 Investment Adviser (1 Dec 2001 to 10 Feb 2006)
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James Quaile
IRN JXQ01059
- Director of firm who is not a certification employee or a SMF manager (since 10 Mar 2021)
- CF2 Non Executive Director (26 Jul 2017 to 8 Dec 2019)
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James Simmonds
IRN JXS01891
- CF21 Investment Adviser (9 Aug 2005 to 27 Sep 2007)
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James Woolward
IRN JXW00392
- [FCA CF] Client dealing (since 1 Nov 2021)
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Jan Kitsz
IRN JXK01444
- CF30 Customer (14 Feb 2014 to 26 Nov 2014)
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Jason Lea HOLMES
IRN JLH01172
- CF30 Customer (17 Feb 2014 to 13 Feb 2015)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.