James Dawson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF1 Director (AR) (16 Mar 2010 to 28 Jul 2010)
    • CF30 Customer (1 Nov 2007 to 28 Jul 2010)
    • CF21 Investment Adviser (10 Feb 2006 to 31 Oct 2007)
  • ICAP Equities Ltd (no longer approved here)

    FRN 481584

    • Employed By (16 Mar 2010 to 29 Sep 2010)
  • ICAP Global Derivatives Limited (no longer approved here)

    FRN 191757

    • CF21 Investment Adviser (1 Dec 2001 to 10 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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