Ivan Robert Ritossa

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

OSTTRA SEF LIMITED (no longer approved here)
FRN 472944
- CF2 Non Executive Director (18 Oct 2016 to 8 Dec 2019)
ICAP Global Derivatives Limited (no longer approved here)
FRN 191757
- CF2 Non Executive Director (6 Mar 2014 to 30 Dec 2016)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF29 Significant management (31 Mar 2008 to 8 Apr 2013)
- CF16 Significant Mgt (Desgntd Investment Business) (20 Mar 2002 to 31 Jul 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.