Date authorised
1 April 2013
Companies House
03635229
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    TP ICAP
    135 Bishopsgate
    London
    EC2M 3TP
    UNITED KINGDOM
    Phone
    +442070005000
  • Complaints Contact

    135 Bishopsgate
    London
    EC2M 3TP
    UNITED KINGDOM
    Phone
    +4402072007000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trading Platform

    For Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jeff Mercuri

    IRN JXM01571

    • CF30 Customer (26 Feb 2014 to 13 Feb 2015)
  • Jeffrey Miles Abdeen

    IRN JMA01120

    • CF30 Customer (17 Feb 2014 to 26 Nov 2014)
  • Jeremy GIBBONS

    IRN JXG01989

    • CF30 Customer (17 Feb 2014 to 26 Nov 2014)
  • Joanne Louise Bradley

    IRN JLB01126

    • CF21 Investment Adviser (19 Jul 2005 to 30 May 2007)
    • CF26 Customer Trading (5 May 2005 to 19 Jul 2005)
  • John Alexander Edwards

    IRN JAE01024

    • CF1 Director (9 May 2008 to 7 Jan 2014)
    • CF30 Customer (1 Nov 2007 to 20 Mar 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • John David Nixon

    IRN JXN01332

    • CF1 Director (22 Jan 2014 to 8 Aug 2014)
  • John George Butler

    IRN JGB01123

    • CF30 Customer (21 Feb 2014 to 13 Feb 2015)
  • John Mark Yallop

    IRN JMY01007

    • CF28 Systems and controls (1 Nov 2007 to 9 Nov 2011)
    • CF14 Risk Assessment (21 Feb 2007 to 31 Oct 2007)
  • John Phimister Sievwright

    IRN JPS01230

    • CF2 Non Executive Director (23 Sep 2010 to 30 Dec 2016)
  • John Spencer

    IRN JXS01672

    • Director of firm who is not a certification employee or a SMF manager (since 10 Mar 2021)
    • CF2 Non Executive Director (4 Aug 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.