Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 27 Mar 2025)
  • BROKERTEC EUROPE LIMITED (no longer approved here)

    FRN 161197

    • SMF1 Chief Executive (9 Apr 2020 to 31 Dec 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2025)
    • CF1 Director (27 Aug 2013 to 8 Dec 2019)
  • OSTTRA SEF LIMITED (no longer approved here)

    FRN 472944

    • CF1 Director (30 Aug 2011 to 11 Feb 2015)
  • ICAP Global Derivatives Limited (no longer approved here)

    FRN 191757

    • CF1 Director (9 May 2008 to 7 Jan 2014)
    • CF30 Customer (1 Nov 2007 to 20 Mar 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.