John Mark Yallop

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP MTF LIMITED (no longer approved here)

    FRN 124341

    • CF28 Systems and controls (1 Nov 2007 to 9 Nov 2011)
    • CF14 Risk Assessment (21 Feb 2007 to 31 Oct 2007)
    • CF1 Director (1 Aug 2005 to 30 Jan 2007)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF28 Systems and controls (1 Nov 2007 to 9 Nov 2011)
    • CF30 Customer (1 Nov 2007 to 9 Nov 2011)
    • CF14 Risk Assessment (21 Feb 2007 to 31 Oct 2007)
    • CF1 Director (1 Aug 2005 to 30 Jan 2007)
    • CF21 Investment Adviser (1 Aug 2005 to 31 Oct 2007)
  • BROKERTEC EUROPE LIMITED (no longer approved here)

    FRN 161197

    • CF28 Systems and controls (1 Nov 2007 to 31 Dec 2007)
    • CF14 Risk Assessment (21 Feb 2007 to 31 Oct 2007)
    • CF1 Director (1 Aug 2005 to 30 Jan 2007)
  • ICAP Global Derivatives Limited (no longer approved here)

    FRN 191757

    • CF28 Systems and controls (1 Nov 2007 to 9 Nov 2011)
    • CF14 Risk Assessment (21 Feb 2007 to 31 Oct 2007)
  • Guy Butler Limited (no longer approved here)

    FRN 190911

    • CF14 Risk Assessment (1 Aug 2005 to 9 Oct 2006)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 14 Apr 2003)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.