IAN BUNDOCK

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

THROGMORTON PRIVATE CAPITAL LIMITED (no longer approved here)
FRN 431157
- [FCA CF] Client dealing (19 Dec 2019 to 20 May 2024)
- [FCA CF] Functions requiring qualifications (19 Dec 2019 to 20 May 2024)
- CF30 Customer (12 Oct 2019 to 8 Dec 2019)
Argentis Wealth Management Ltd (no longer approved here)
FRN 419331
- CF30 Customer (9 May 2017 to 7 Mar 2019)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (24 Nov 2015 to 31 Jan 2017)
ICAP Global Derivatives Limited (no longer approved here)
FRN 191757
- CF30 Customer (17 Feb 2014 to 6 Feb 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.