ICAP Global Derivatives Limited

Date authorised
1 April 2013
Companies House
03635229
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    TP ICAP
    135 Bishopsgate
    London
    EC2M 3TP
    UNITED KINGDOM
    Phone
    +442070005000
    Web
    https://tpicap.com/tpicap/

  • Complaints Contact

    135 Bishopsgate
    London
    EC2M 3TP
    UNITED KINGDOM
    Phone
    +4402072007000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trading Platform

    For Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Diane Lynn Schueneman

    IRN DLS01104

    • CF2 Non Executive Director (25 Feb 2014 to 31 Dec 2015)
  • Donald Stuart McClumpha

    IRN DSM01056

    • SMF9 Chair of the Governing Body (22 Apr 2022 to 30 Jun 2022)
    • SMF3 Executive Director (22 Apr 2022 to 30 Jun 2022)
    • [FCA CF] Material risk taker (10 Mar 2021 to 30 Jun 2022)
    • CF1 Director (29 Jun 2016 to 2 Mar 2018)
  • Duncan Alexander Stacey

    IRN DAS01142

    • CF30 Customer (1 Nov 2007 to 20 Mar 2014)
    • CF26 Customer Trading (1 Dec 2001 to 18 Oct 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • ERNEST UHUMWEKPEMA IGBINOSUN

    IRN EUI01000

    • CF10 Compliance Oversight (20 Oct 2015 to 30 Dec 2016)
  • Edward George Leyland Bird

    IRN EGB01014

    • CF30 Customer (14 Feb 2014 to 26 Nov 2014)
  • Eleanor Stanley

    IRN EXS01278

    • CF30 Customer (1 Nov 2007 to 5 Nov 2008)
    • CF21 Investment Adviser (11 Oct 2006 to 31 Oct 2007)
  • Elizabeth Beasley

    IRN EXH01255

    • [FCA CF] Material risk taker (10 Mar 2021 to 11 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Sep 2020 to 11 Nov 2022)
  • Elizabeth Leigh

    IRN EXL00273

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Mar 2026)
  • Elliott Bonassera

    IRN ELB01066

    • CF30 Customer (15 Feb 2014 to 13 Feb 2015)
  • Emma Prophet

    IRN EXP00261

    • [FCA CF] Material risk taker (since 1 Jan 2024)
    • [FCA CF] Significant management (since 4 May 2020)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.