ICAP Global Derivatives Limited

Date authorised
1 April 2013
Companies House
03635229
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    TP ICAP
    135 Bishopsgate
    London
    EC2M 3TP
    UNITED KINGDOM
    Phone
    +442070005000
    Web
    https://tpicap.com/tpicap/

  • Complaints Contact

    135 Bishopsgate
    London
    EC2M 3TP
    UNITED KINGDOM
    Phone
    +4402072007000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trading Platform

    For Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Anthony Casterton

    IRN DAC01132

    • CF1 Director (11 Aug 2003 to 8 Apr 2008)
  • David Edward Rutter

    IRN DER01042

    • CF1 Director (11 Nov 2011 to 12 Mar 2012)
  • David GOODCHILD

    IRN DMG01153

    • [FCA CF] Material risk taker (10 Mar 2021 to 26 Jan 2024)
    • CF28 Systems and controls (16 Oct 2017 to 24 Nov 2019)
    • CF10 Compliance Oversight (12 Jun 2017 to 29 Mar 2018)
  • David John Hands

    IRN DJH01217

    • CF30 Customer (14 Aug 2014 to 13 Feb 2015)
  • David John Perkins

    IRN DJP01153

    • SMF3 Executive Director (9 Dec 2019 to 8 Feb 2022)
    • CF1 Director (14 Jan 2019 to 8 Dec 2019)
  • David Victor Shepherd

    IRN DVS01010

    • CF30 Customer (24 Feb 2014 to 26 Nov 2014)
  • David Wincott Clark

    IRN DWC01066

    • CF2 Non Executive Director (29 Aug 2017 to 31 Aug 2018)
  • Dean Harvey

    IRN DAH01295

    • [FCA CF] Client dealing (since 19 Feb 2021)
    • CF30 Customer (30 Jul 2014 to 8 Dec 2019)
  • Dean John Clarke

    IRN DXC01614

    • CF21 Investment Adviser (6 Jan 2004 to 14 May 2004)
  • Dermot Doherty

    IRN DXD01133

    • CF30 Customer (1 Nov 2007 to 20 Mar 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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