Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • [FCA CF] Client dealing (30 Jun 2020 to 30 Aug 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (21 Feb 2003 to 31 Oct 2007)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • [FCA CF] Client dealing (30 Jun 2020 to 30 Aug 2020)
    • CF30 Customer (9 Feb 2018 to 8 Dec 2019)
  • ICAP Global Derivatives Limited (no longer approved here)

    FRN 191757

    • CF30 Customer (14 Aug 2014 to 13 Feb 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.