David John Perkins

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • [FCA CF] Material risk taker (10 Mar 2021 to 8 Feb 2022)
    • SMF18 Other Overall Responsibility (15 May 2020 to 8 Feb 2022)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • [FCA CF] Material risk taker (10 Mar 2021 to 8 Feb 2022)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 8 Feb 2022)
    • CF30 Customer (19 Nov 2007 to 8 Dec 2019)
    • CF29 Significant management (19 Nov 2007 to 8 Dec 2019)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • [FCA CF] Material risk taker (10 Mar 2021 to 8 Feb 2022)
    • SMF18 Other Overall Responsibility (15 May 2020 to 8 Feb 2022)
  • ICAP Global Derivatives Limited (no longer approved here)

    FRN 191757

    • SMF3 Executive Director (9 Dec 2019 to 8 Feb 2022)
    • CF1 Director (14 Jan 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.