ICAP Global Derivatives Limited

• Principal Place of Business

  TP ICAP

  135 Bishopsgate

  London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +442070005000

  Web

  https://tpicap.com/tpicap/

• Complaints Contact

  135 Bishopsgate

  London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402072007000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nathan Meadows

  IRN NJM01092

  • CF21 Investment Adviser (12 Aug 2002 to 1 Oct 2003)
• Nichola Jane Hunter

  IRN NJH01217

  • CF1 Director (12 Sep 2011 to 7 Jan 2014)
• Nicholas John Farnell

  IRN NJF01105

  • CF30 Customer (14 Feb 2014 to 31 Oct 2019)
• Oladipo Olumide Babatunde Sonaike

  IRN OOS00005

  • CF30 Customer (15 Feb 2014 to 26 Nov 2014)
• Olivier Pierre Francois Courmont

  IRN OPC01008

  • CF30 Customer (17 Feb 2014 to 26 Nov 2014)
• PETER STUART BEST

  IRN PSB01107

  • CF1 Director (13 Feb 2014 to 5 Jan 2016)
• Pamela Margaret Donnison

  IRN PMB01082

  • CF10 Compliance Oversight (16 Aug 2006 to 27 Oct 2006)
  • CF11 Money Laundering Reporting (16 Aug 2006 to 27 Oct 2006)
• Paul Austin Thomas

  IRN PAT01112

  • CF1 Director (28 May 2002 to 7 Feb 2003)
• Peter Anthony Ives

  IRN PAI01031

  • CF30 Customer (18 Feb 2014 to 13 Feb 2015)
• Peter Matthews

  IRN PJM01471

  • CF30 Customer (27 Feb 2014 to 26 Nov 2014)

No changes recorded yet.