ICAP Global Derivatives Limited

• Principal Place of Business

  TP ICAP

  135 Bishopsgate

  London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +442070005000

  Web

  https://tpicap.com/tpicap/

• Complaints Contact

  135 Bishopsgate

  London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402072007000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Peter Townsend

  IRN PXT00334

  • [FCA CF] Material risk taker (since 2 Sep 2024)
• Philip Chilvers

  IRN PXC01648

  • CF30 Customer (17 Feb 2014 to 13 Feb 2015)
• Philip Ian Mounfield

  IRN PIM01013

  • CF30 Customer (1 Nov 2007 to 20 Mar 2014)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Philip James Parvin

  IRN PJP01055

  • CF30 Customer (17 Feb 2014 to 13 Feb 2015)
• Philip Price

  IRN PIP01006

  • [FCA CF] Manager of certification employee (since 6 Dec 2024)
• Philippe Kim Khuong-Huu

  IRN PKK01003

  • CF1 Director (19 Sep 2002 to 6 May 2003)
• RUSSELL SIMON BANKS

  IRN RSB01158

  • CF30 Customer (24 Feb 2014 to 3 Mar 2014)
• Raakhee Jagwani

  IRN RXJ00130

  • [FCA CF] Material risk taker (31 Mar 2021 to 30 Mar 2023)
• Rachel Alison Lim-Kee

  IRN RAL01141

  • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
  • CF21 Investment Adviser (3 Apr 2006 to 31 Oct 2007)
• Richard Cordeschi

  IRN RXC00334

  • [FCA CF] Material risk taker (31 Mar 2021 to 1 Apr 2022)

No changes recorded yet.