Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 6 Dec 2024)
    • [FCA CF] Manager of certification employee (since 6 Dec 2024)
    • [FCA CF] Material risk taker (21 Jan 2022 to 31 Dec 2024)
    • SMF7 Group Entity Senior Manager (25 Mar 2020 to 5 Dec 2024)
    • [FCA CF] Manager of certification employee (since 6 Dec 2024)
    • [FCA CF] Material risk taker (21 Jan 2022 to 31 Dec 2024)
    • SMF7 Group Entity Senior Manager (25 Mar 2020 to 5 Dec 2024)
    • [FCA CF] Manager of certification employee (since 6 Dec 2024)
    • [FCA CF] Material risk taker (21 Jan 2022 to 31 Dec 2024)
    • SMF7 Group Entity Senior Manager (25 Mar 2020 to 5 Dec 2024)
    • [FCA CF] Manager of certification employee (since 6 Dec 2024)
    • [FCA CF] Manager of certification employee (since 6 Dec 2024)
    • [FCA CF] Manager of certification employee (since 6 Dec 2024)
  • iSwap Euro BV

    FRN 986519

    • [FCA CF] Manager of certification employee (since 6 Dec 2024)
    • [FCA CF] Manager of certification employee (since 6 Dec 2024)
  • Newgate Private Equity Limited (no longer approved here)

    FRN 142840

    • CF10a CASS Oversight function (1 Oct 2011 to 20 Dec 2013)
    • CF1 Director (26 Mar 2010 to 15 Apr 2014)
    • CF10 Compliance Oversight (6 May 2009 to 20 Dec 2013)
    • CF11 Money Laundering Reporting (6 May 2009 to 20 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.