Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TP ICAP MTF LIMITED
FRN 124341
- [FCA CF] Manager of certification employee (since 6 Dec 2024)
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TP ICAP Markets Limited
FRN 124520
- [FCA CF] Manager of certification employee (since 6 Dec 2024)
- [FCA CF] Material risk taker (21 Jan 2022 to 31 Dec 2024)
- SMF7 Group Entity Senior Manager (25 Mar 2020 to 5 Dec 2024)
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TP ICAP E&C Limited
FRN 146880
- [FCA CF] Manager of certification employee (since 6 Dec 2024)
- [FCA CF] Material risk taker (21 Jan 2022 to 31 Dec 2024)
- SMF7 Group Entity Senior Manager (25 Mar 2020 to 5 Dec 2024)
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TP ICAP Broking Limited
FRN 154234
- [FCA CF] Manager of certification employee (since 6 Dec 2024)
- [FCA CF] Material risk taker (21 Jan 2022 to 31 Dec 2024)
- SMF7 Group Entity Senior Manager (25 Mar 2020 to 5 Dec 2024)
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ICAP Global Derivatives Limited
FRN 191757
- [FCA CF] Manager of certification employee (since 6 Dec 2024)
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Liquidnet Europe Limited
FRN 198039
- [FCA CF] Manager of certification employee (since 6 Dec 2024)
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iSwap Euro Limited
FRN 544874
- [FCA CF] Manager of certification employee (since 6 Dec 2024)
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iSwap Euro BV
FRN 986519
- [FCA CF] Manager of certification employee (since 6 Dec 2024)
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TP ICAP (Europe) SA, London Branch
FRN 992143
- [FCA CF] Manager of certification employee (since 6 Dec 2024)
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- CF10a CASS Oversight function (1 Oct 2011 to 20 Dec 2013)
- CF1 Director (26 Mar 2010 to 15 Apr 2014)
- CF10 Compliance Oversight (6 May 2009 to 20 Dec 2013)
- CF11 Money Laundering Reporting (6 May 2009 to 20 Dec 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.