ICAP Global Derivatives Limited

• Principal Place of Business

  TP ICAP

  135 Bishopsgate

  London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +442070005000

  Web

  https://tpicap.com/tpicap/

• Complaints Contact

  135 Bishopsgate

  London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402072007000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Elmitt

  IRN RME01052

  • [FCA CF] Material risk taker (31 Mar 2021 to 31 Mar 2024)
  • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2024)
• Richard Fullick

  IRN RXF00378

  • [FCA CF] Client dealing (since 7 Jul 2025)
• Richard HAYES

  IRN RAH01281

  • CF30 Customer (20 Feb 2014 to 8 Dec 2019)
• Richard Mason

  IRN RXM02358

  • [FCA CF] Manager of certification employee (since 31 Oct 2020)
  • [FCA CF] Client dealing (since 31 Oct 2020)
  • [FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2023)
  • CF30 Customer (20 Feb 2014 to 8 Dec 2019)
• Richard O'Hara-Mayers

  IRN RCO01018

  • CF30 Customer (17 Feb 2014 to 13 Feb 2015)
• Robert Campbell Higginson

  IRN RCH01077

  • CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2007)
• Robert Eric Jones

  IRN REJ01043

  • [FCA CF] Client dealing (10 Nov 2020 to 30 Sep 2021)
  • CF30 Customer (7 Jun 2019 to 8 Dec 2019)
• Robert Eugene Griffith

  IRN REG01044

  • CF1 Director (21 May 2002 to 6 May 2003)
• Robert Mohan

  IRN RPM01116

  • [FCA CF] Client dealing (since 31 Oct 2020)
  • CF30 Customer (14 Feb 2014 to 8 Dec 2019)
• Robin Linden

  IRN RSL01063

  • [FCA CF] Client dealing (31 Oct 2020 to 30 Mar 2024)
  • CF30 Customer (14 Feb 2014 to 8 Dec 2019)

No changes recorded yet.