ICAP Global Derivatives Limited

• Principal Place of Business

  TP ICAP

  135 Bishopsgate

  London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +442070005000

  Web

  https://tpicap.com/tpicap/

• Complaints Contact

  135 Bishopsgate

  London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402072007000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robin Navnit Shah

  IRN RXS00591

  • [FCA CF] Significant management (since 3 May 2024)
• Robin Simon Graham Oliver

  IRN RSO01007

  • CF11 Money Laundering Reporting (7 Mar 2014 to 6 May 2015)
  • CF10 Compliance Oversight (7 Jun 2013 to 6 May 2015)
• Roderick Muirhead

  IRN RXM01316

  • CF30 Customer (17 Feb 2014 to 26 Nov 2014)
• Rosemary Gormley

  IRN RXG00205

  • [FCA CF] Material risk taker (31 Mar 2021 to 30 Dec 2022)
• Roy Edward Zimmerhansl

  IRN REZ01001

  • CF30 Customer (1 Nov 2007 to 5 Nov 2008)
  • CF21 Investment Adviser (24 Mar 2006 to 31 Oct 2007)
• Rupert Sommers

  IRN RWS01123

  • CF30 Customer (15 Feb 2014 to 26 Nov 2014)
• STEVEN JAMES NEERKIN

  IRN SJN01119

  • CF30 Customer (17 Feb 2014 to 7 Mar 2016)
• STUART ROSS GIBSON

  IRN SRG01103

  • CF30 Customer (21 Feb 2014 to 13 May 2015)
• Sam Rose

  IRN SXR02613

  • CF30 Customer (16 Oct 2017 to 8 Dec 2019)
• Samuel Bevin

  IRN SXB02711

  • CF11 Money Laundering Reporting (29 Jan 2013 to 21 Feb 2014)

No changes recorded yet.