Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TP ICAP Broking Limited
FRN 154234
- [FCA CF] Client dealing (since 2 Nov 2024)
- [FCA CF] Manager of certification employee (since 2 Nov 2024)
- [FCA CF] Client dealing (1 Oct 2022 to 2 May 2023)
- CF30 Customer (1 Nov 2007 to 13 Jan 2016)
- CF29 Significant management (1 Nov 2007 to 21 Sep 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (6 Feb 2007 to 31 Oct 2007)
- CF21 Investment Adviser (16 Jan 2004 to 31 Oct 2007)
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- [FCA CF] Client dealing (31 Mar 2020 to 2 May 2023)
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- CF21 Investment Adviser (12 Aug 2002 to 1 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.