Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 2 Nov 2024)
    • [FCA CF] Manager of certification employee (since 2 Nov 2024)
    • [FCA CF] Client dealing (1 Oct 2022 to 2 May 2023)
    • CF30 Customer (1 Nov 2007 to 13 Jan 2016)
    • CF29 Significant management (1 Nov 2007 to 21 Sep 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (6 Feb 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (16 Jan 2004 to 31 Oct 2007)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • [FCA CF] Client dealing (31 Mar 2020 to 2 May 2023)
  • ICAP Global Derivatives Limited (no longer approved here)

    FRN 191757

    • CF21 Investment Adviser (12 Aug 2002 to 1 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.