HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Tina Maria Winder

  IRN TMF01024

  • CF11 Money Laundering Reporting (18 Aug 2017 to 25 May 2018)
• Tom Noble

  IRN TXN78395

  • [FCA CF] Significant management (24 Jun 2021 to 31 Dec 2021)
• Tracy Sian Howson

  IRN TSB01031

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 19 Jul 2022)
  • [FCA CF] Client dealing (since 19 Jul 2022)
• Troy Johnson

  IRN TXJ00153

  • [FCA CF] Client dealing (18 May 2023 to 13 Sep 2024)
• Vaughan Anthony Francis Watson

  IRN VAW00006

  • CF30 Customer (17 Oct 2016 to 28 Mar 2019)
• Vicki Harper

  IRN VXH00061

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 4 Oct 2023)
  • [FCA CF] Client dealing (since 4 Oct 2023)
• Victoria Ann Gammon

  IRN VAS00011

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 18 Dec 2025)
  • [FCA CF] Functions requiring qualifications (since 18 Dec 2025)
• Victoria Price

  IRN VXP00181

  • [FCA CF] Client dealing (since 4 Jun 2024)
• Vincent Keane

  IRN VXK01339

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2025)
• Vivienne Belcher

  IRN VXB00005

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)

No changes recorded yet.