Tracy Sian Howson

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited

    FRN 134190

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 19 Jul 2022)
    • [FCA CF] Functions requiring qualifications (since 19 Jul 2022)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 19 Jul 2022)
    • [FCA CF] Client dealing (since 19 Jul 2022)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • [FCA CF] Client dealing (9 Dec 2019 to 4 May 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 May 2023)
    • CF30 Customer (13 Oct 2018 to 8 Dec 2019)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 142989

    • [FCA CF] Client dealing (9 Dec 2019 to 4 May 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 May 2023)
  • Evelyn Partners Discretionary Investment Management Limited (no longer approved here)

    FRN 147103

    • [FCA CF] Client dealing (9 Dec 2019 to 4 May 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 May 2023)
  • Evelyn Partners Investment Management Services Limited (no longer approved here)

    FRN 165169

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 May 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 May 2023)
    • CF30 Customer (13 Oct 2018 to 8 Dec 2019)
  • Evelyn Partners Asset Management Limited (no longer approved here)

    FRN 223074

    • [FCA CF] Client dealing (9 Dec 2019 to 4 May 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 May 2023)
  • Salisbury House Limited (no longer approved here)

    FRN 169496

    • (19)Employed By (30 Jan 2018 to 3 Aug 2018)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (30 Jan 2018 to 3 Aug 2018)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (25 Feb 2008 to 5 Oct 2010)
Show more

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (19)Employed By at Salisbury House Limited