HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Wadham St John Downing

  IRN WSD01007

  • CF1 Director (27 Jul 2016 to 23 Aug 2018)
• Wendy Todd

  IRN WXT00075

  • [FCA CF] Client dealing (18 May 2023 to 31 Aug 2024)
  • [FCA CF] Manager of certification employee (18 May 2023 to 31 Aug 2024)
• William Lowe

  IRN WXL00093

  • [FCA CF] Client dealing (18 May 2023 to 1 Mar 2024)
• William Matthew Thompson

  IRN WMT01012

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 7 Aug 2023)
  • [FCA CF] Functions requiring qualifications (since 7 Aug 2023)
• William McCowie

  IRN WXM00035

  • CF30 Customer (1 Nov 2016 to 15 Sep 2017)
• William Meredith Samuel

  IRN WMS01018

  • SMF13 Chair of the Nominations Committee (30 Sep 2020 to 16 Feb 2022)
  • SMF9 Chair of the Governing Body (9 Dec 2019 to 16 Feb 2022)
  • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 3 Dec 2020)
  • CF2 Non Executive Director (27 Jan 2017 to 8 Dec 2019)
• William Murphy

  IRN WXM00127

  • [FCA CF] Significant management (31 Mar 2022 to 30 Sep 2022)
• Yvonne Francene Cook

  IRN YFC01006

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 2 Mar 2022)
  • [FCA CF] Client dealing (since 2 Mar 2022)
• Yvonne Keating

  IRN YXK00064

  • [FCA CF] Client dealing (18 May 2023 to 10 Sep 2025)
• Zoe Camilla Bailey

  IRN ZCD01001

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (15 Sep 2015 to 8 Dec 2019)

No changes recorded yet.