William McCowie

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Futura Wealth Management Ltd

    FRN 515272

    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 28 Nov 2024)
    • [FCA CF] Client dealing (since 28 Nov 2024)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Oct 2024)
    • CF30 Customer (27 Sep 2019 to 31 Oct 2024)
  • Henderson Stone Asset Management Limited (no longer approved here)

    FRN 811915

    • (2)Employed By (27 Sep 2019 to 31 Oct 2024)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Functions requiring qualifications (9 Oct 2017 to 12 Aug 2019)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF30 Customer (1 Nov 2016 to 15 Sep 2017)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (25 Nov 2011 to 15 Sep 2017)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 11 Nov 2011)
    • CF21 Investment Adviser (12 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Feb 2006 to 12 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.