HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Scott Kenneth Kirk

  IRN SKK01015

  • [FCA CF] Manager of certification employee (18 Feb 2025 to 30 Jun 2025)
• Scott O'Brien

  IRN SXO00211

  • [FCA CF] Client dealing (since 18 May 2023)
• Sean Hagerty

  IRN SXH01545

  • [FCA CF] Material risk taker (since 1 May 2025)
  • Director of firm who is not a certification employee or a SMF manager (since 1 May 2025)
• Sean Leighton Verity

  IRN SLV00001

  • CF8 Apportionment and Oversight (1 Dec 2001 to 14 May 2003)
  • CF1 Director (1 Dec 2001 to 14 May 2003)
• Sean Paul Escott

  IRN SXE00116

  • [FCA CF] Client dealing (9 Dec 2025 to 11 Mar 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2025 to 11 Mar 2026)
• Sebastian Lawrence Keats

  IRN SXK23348

  • [FCA CF] Client dealing (22 Oct 2020 to 28 Mar 2025)
  • [FCA CF] Functions requiring qualifications (22 Oct 2020 to 28 Mar 2025)
• Shafayet Misir Bin Hussain

  IRN SXH02749

  • [FCA CF] Functions requiring qualifications (22 Mar 2021 to 7 Jul 2022)
  • [FCA CF] Client dealing (22 Mar 2021 to 7 Jul 2022)
• Shah Mir

  IRN SAM01403

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Sep 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Sep 2022)
• Sharon Stickland

  IRN SXS01333

  • [FCA CF] Client dealing (18 May 2023 to 31 Mar 2026)
• Shaun Bennett

  IRN SXB00905

  • [FCA CF] Client dealing (since 22 Apr 2022)
  • [FCA CF] Functions requiring qualifications (22 Apr 2022 to 26 May 2023)

No changes recorded yet.