HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Shaun Michael Williams

  IRN SMW00020

  • CF22 Investment Adviser (Trainee) (31 Aug 2004 to 24 Jun 2005)
• Shaun Richard Fairbairn

  IRN SXF77705

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2025)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2025)
• Shelley Pautz

  IRN SXP00948

  • [FCA CF] Client dealing (12 Jun 2024 to 8 Jan 2026)
• Sian Ellen Thomas

  IRN SET01044

  • [FCA CF] Functions requiring qualifications (12 Feb 2021 to 31 Jan 2025)
  • [FCA CF] Client dealing (12 Feb 2021 to 31 Jan 2025)
• Sidney Swayne

  IRN SXS05336

  • [FCA CF] Client dealing (9 Jul 2024 to 12 Jan 2026)
• Simon Christopher Davis

  IRN SCD01088

  • CF30 Customer (11 Oct 2016 to 27 Nov 2018)
• Simon David Kempell

  IRN SDK00005

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Sep 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 14 Sep 2023)
• Simon David O'Connell

  IRN SDO01012

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 13 Feb 2020)
  • [FCA CF] Functions requiring qualifications (since 13 Feb 2020)
• Simon Douglas Gill

  IRN SDG01036

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Jul 2023)
• Simon Howard Michael Maynard

  IRN SHM01027

  • [FCA CF] Significant management (since 16 Sep 2025)
  • [FCA CF] Material risk taker (since 16 Sep 2025)

No changes recorded yet.