Simon David Kempell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HW Financial Services Limited (no longer approved here)
FRN 134190
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Sep 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 14 Sep 2023)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- [FCA CF] Client dealing (9 Dec 2019 to 14 Sep 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Sep 2023)
- CF30 Customer (26 May 2011 to 29 Nov 2013)
TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)
FRN 142989
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
- CF1 Director (1 Dec 2001 to 7 Oct 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.