Sian Ellen Thomas

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Moai Wealth Limited

    FRN 188586

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Apr 2025)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Client dealing (12 Feb 2021 to 31 Jan 2025)
    • [FCA CF] Functions requiring qualifications (12 Feb 2021 to 31 Jan 2025)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Functions requiring qualifications (12 Feb 2021 to 31 Jan 2025)
    • [FCA CF] Client dealing (12 Feb 2021 to 31 Jan 2025)
  • Attivo Financial Planning Limited (no longer approved here)

    FRN 451967

    • Employed By (24 Apr 2020 to 12 Nov 2020)
  • Attivo Financial Services Limited (no longer approved here)

    FRN 462105

    • [FCA CF] Functions requiring qualifications (24 Apr 2020 to 12 Nov 2020)
    • Appointed representative dealing with clients for which they require qualification (24 Apr 2020 to 12 Nov 2020)
    • CF30 Customer (24 Apr 2020 to 12 Nov 2020)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • CF30 Customer (2 Jun 2014 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF22 Investment Adviser (Trainee) (25 May 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (13 Apr 2005 to 11 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

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