Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 24 Mar 2026)
    • [FCA CF] Client dealing (since 24 Mar 2026)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Functions requiring qualifications (9 Dec 2025 to 11 Mar 2026)
    • [FCA CF] Client dealing (9 Dec 2025 to 11 Mar 2026)
    • [FCA CF] Client dealing (4 Apr 2025 to 11 Mar 2026)
    • [FCA CF] Functions requiring qualifications (4 Apr 2025 to 11 Mar 2026)
  • Evelyn Partners Investment Management LLP (no longer approved here)

    FRN 580531

    • [FCA CF] Functions requiring qualifications (4 Apr 2025 to 11 Mar 2026)
    • [FCA CF] Client dealing (4 Apr 2025 to 11 Mar 2026)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Client dealing (16 May 2023 to 11 Mar 2026)
    • [FCA CF] Functions requiring qualifications (16 May 2023 to 11 Mar 2026)
    • [FCA CF] Client dealing (16 May 2023 to 11 Mar 2026)
    • [FCA CF] Functions requiring qualifications (16 May 2023 to 11 Mar 2026)
  • MULBERRY WEALTH CLIENT SERVICES LIMITED (no longer approved here)

    FRN 197003

    • [FCA CF] Client dealing (6 Oct 2021 to 13 Mar 2023)
    • [FCA CF] Functions requiring qualifications (6 Oct 2021 to 13 Mar 2023)
  • Mulberry Wealth Management Limited (no longer approved here)

    FRN 499351

    • [FCA CF] Client dealing (6 Oct 2021 to 28 Feb 2023)
    • [FCA CF] Functions requiring qualifications (6 Oct 2021 to 28 Feb 2023)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • [FCA CF] Client dealing (1 Aug 2020 to 25 Aug 2021)
    • [FCA CF] Functions requiring qualifications (1 Aug 2020 to 25 Aug 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.