Mulberry Wealth Management Limited

• Principal Place of Business

  366 & 368 Cyncoed Road

  Cyncoed

  Cardiff

  South Glamorgan

  CF23 6SA

  UNITED KINGDOM

  Phone

  +4402920023333

  Web

  https://www.mulberrywealth.co.uk

• Complaints Contact

  366 & 368 Cyncoed Road

  Cyncoed

  Cardiff

  South Glamorgan

  CF23 6SA

  UNITED KINGDOM

  Phone

  +4402920023333

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian Keith James

  IRN AKJ01035

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2024)
  • CF30 Customer (1 Jul 2017 to 8 Dec 2019)
• Alex James Russell

  IRN AXR00632

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 8 Sep 2022)
  • [FCA CF] Functions requiring qualifications (since 8 Sep 2022)
• Alison Mary Davis

  IRN AMH01235

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2024)
  • CF30 Customer (24 Aug 2017 to 8 Dec 2019)
• Christopher Evans

  IRN CPE00005

  • CF30 Customer (4 Jan 2010 to 1 Dec 2010)
  • CF1 Director (AR) (4 Jan 2010 to 27 Jan 2011)
• Colin Anthony Dyer

  IRN CAD01158

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Oct 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Oct 2021)
  • CF30 Customer (23 Jun 2017 to 8 Dec 2019)
• Fiona Louise Davies

  IRN FLD00002

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jun 2023)
  • CF30 Customer (6 Feb 2013 to 8 Dec 2019)
• Gareth Cozens

  IRN GXC01758

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Sep 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Sep 2022)
  • CF30 Customer (13 Jan 2017 to 8 Dec 2019)
• Gillian Rachel Leonard

  IRN GXL00045

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Mar 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Mar 2026)
  • CF30 Customer (4 Jan 2010 to 8 Dec 2019)
• Ian Patrick Walsh

  IRN IPW00001

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Mark Andrew Vivian Morris

  IRN MAM01278

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (28 May 2009 to 8 Dec 2019)
  • CF1 Director (AR) (28 May 2009 to 1 Jun 2012)
  • CF11 Money Laundering Reporting (28 May 2009 to 21 Oct 2019)

• HODGE BAKSHI WEALTH MANAGEMENT LTD (no longer appointed)

  FRN 929765 · Appointed 13 Jul 2020 · Until 2 Oct 2025

• Bevington Evans & Associates Ltd (no longer appointed)

  FRN 224351 · Appointed 4 Jan 2010 · Until 10 Dec 2012

• Morris Brown Ltd (no longer appointed)

  FRN 426113 · Appointed 28 May 2009 · Until 10 Dec 2012

No changes recorded yet.