Gareth Cozens

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • COZENS & BIRD FINANCIAL SERVICES LTD

    FRN 968942

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 12 Oct 2022)
    • CF30 Customer (since 12 Oct 2022)
    • Appointed representative dealing with clients for which they require qualification (since 1 Jul 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2022)
    • [FCA CF] Client dealing (since 1 Jul 2022)
    • SMF3 Executive Director (since 1 Jul 2022)
    • SMF16 Compliance Oversight (since 1 Jul 2022)
  • Zensco Wealth Management Ltd

    FRN 978317

    • Employed By (since 12 Oct 2022)
  • LOGICAL FINANCIAL PLANNING LIMITED

    FRN 479501

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
    • [FCA CF] Client dealing (since 1 Dec 2020)
    • CF30 Customer (9 Aug 2019 to 8 Dec 2019)
  • MULBERRY WEALTH CLIENT SERVICES LIMITED (no longer approved here)

    FRN 197003

    • [FCA CF] Client dealing (1 Jan 2020 to 15 Sep 2022)
    • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 15 Sep 2022)
  • Mulberry Wealth Management Limited (no longer approved here)

    FRN 499351

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Sep 2022)
    • CF30 Customer (13 Jan 2017 to 8 Dec 2019)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (17 Aug 2015 to 12 Dec 2016)

Recent activity

Updates to this individual's record on the FCA register.

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