Mulberry Wealth Management Limited

• Principal Place of Business

  366 & 368 Cyncoed Road

  Cyncoed

  Cardiff

  South Glamorgan

  CF23 6SA

  UNITED KINGDOM

  Phone

  +4402920023333

  Web

  https://www.mulberrywealth.co.uk

• Complaints Contact

  366 & 368 Cyncoed Road

  Cyncoed

  Cardiff

  South Glamorgan

  CF23 6SA

  UNITED KINGDOM

  Phone

  +4402920023333

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Ashley Clive Crimmins

  IRN MXC00562

  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Jul 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2021)
  • CF30 Customer (3 Mar 2025 to 24 Jun 2025)
• Matthew James Goodley

  IRN MJG01270

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2021)
  • CF30 Customer (2 Oct 2012 to 8 Dec 2019)
• Michael Richard Moreton

  IRN MRM01146

  • CF30 Customer (17 Sep 2013 to 1 Jul 2016)
• Michael Vivian Morris

  IRN MVM00002

  • CF30 Customer (28 May 2009 to 17 Dec 2012)
• Paul Andrew Freeman

  IRN PAF00018

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jun 2023)
  • CF30 Customer (1 Aug 2013 to 8 Dec 2019)
• Philip James Payne

  IRN PJP00002

  • 21. Advising or arranging (bringing about) equity release transactions
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (1 Jan 2010 to 8 Dec 2019)
  • CF1 Director (AR) (28 May 2009 to 1 Jun 2012)
  • Responsible for Insurance Mediation (28 May 2009 to 30 Sep 2018)
  • CF1 Director (28 May 2009 to 8 Dec 2019)
• Richard John Brown

  IRN RJB00033

  • CF30 Customer (28 May 2009 to 17 Dec 2012)
• Richard Pendrice Bevington

  IRN RPB00035

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF11 Money Laundering Reporting (20 Nov 2019 to 8 Dec 2019)
  • CF30 Customer (1 Jan 2010 to 8 Dec 2019)
  • CF1 Director (AR) (28 May 2009 to 1 Jun 2012)
  • CF10 Compliance Oversight (28 May 2009 to 8 Dec 2019)
  • CF1 Director (28 May 2009 to 8 Dec 2019)
• Sameer Pankaj Bakshi

  IRN SPB01234

  • CF1 Director (AR) (17 Feb 2025 to 24 Jun 2025)
• Sara Louise Davies

  IRN SXD00451

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Jan 2024)
  • [FCA CF] Client dealing (since 9 Jan 2024)

• HODGE BAKSHI WEALTH MANAGEMENT LTD (no longer appointed)

  FRN 929765 · Appointed 13 Jul 2020 · Until 2 Oct 2025

• Bevington Evans & Associates Ltd (no longer appointed)

  FRN 224351 · Appointed 4 Jan 2010 · Until 10 Dec 2012

• Morris Brown Ltd (no longer appointed)

  FRN 426113 · Appointed 28 May 2009 · Until 10 Dec 2012

No changes recorded yet.