Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 17 Apr 2025)
    • CF1 Director (AR) (since 16 Apr 2025)
    • CF30 Customer (since 16 Apr 2025)
    • (1)Employed By (since 16 Apr 2025)
  • Mulberry Wealth Management Limited (no longer approved here)

    FRN 499351

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2021)
    • CF30 Customer (2 Oct 2012 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (25 Mar 2011 to 8 Aug 2011)

Recent activity

Updates to this individual's record on the FCA register.

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