Richard Pendrice Bevington

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MULBERRY WEALTH CLIENT SERVICES LIMITED

    FRN 197003

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 31 Mar 2022)
    • SMF16 Compliance Oversight (since 20 Aug 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Aug 2021)
    • SMF3 Executive Director (since 20 Aug 2021)
    • [FCA CF] Client dealing (since 1 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
  • Mulberry Wealth Management Limited

    FRN 499351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF11 Money Laundering Reporting (20 Nov 2019 to 8 Dec 2019)
    • CF30 Customer (1 Jan 2010 to 8 Dec 2019)
    • CF1 Director (28 May 2009 to 8 Dec 2019)
    • CF1 Director (AR) (28 May 2009 to 1 Jun 2012)
    • CF10 Compliance Oversight (28 May 2009 to 8 Dec 2019)
  • HODGE BAKSHI WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 929765

    • (3)Employed By (31 Mar 2022 to 24 Jun 2025)
  • Bevington Evans & Associates Ltd (no longer approved here)

    FRN 224351

    • Employed By (7 May 2003 to 19 Oct 2004)
  • Lowndes Halsden & Partners Limited (no longer approved here)

    FRN 150469

    • CF21 Investment Adviser (1 Dec 2001 to 24 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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