Philip James Payne

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MULBERRY WEALTH CLIENT SERVICES LIMITED

    FRN 197003

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsible for Insurance Distribution (since 20 Aug 2021)
    • SMF3 Executive Director (since 20 Aug 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
    • [FCA CF] Client dealing (since 1 Jan 2020)
  • Mulberry Wealth Management Limited

    FRN 499351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Jan 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (28 May 2009 to 30 Sep 2018)
    • CF1 Director (AR) (28 May 2009 to 1 Jun 2012)
    • CF1 Director (28 May 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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