Adrian Keith James

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Clifton Wealth Partnership Ltd
FRN 541273
- CF30 Customer (since 28 Nov 2023)
Clifton Wealth Partnership Portishead Limited
FRN 1005046
- Employed By (since 28 Nov 2023)
MULBERRY WEALTH CLIENT SERVICES LIMITED (no longer approved here)
FRN 197003
- [FCA CF] Client dealing (7 Oct 2021 to 31 Jan 2024)
- [FCA CF] Functions requiring qualifications (7 Oct 2021 to 31 Jan 2024)
Mulberry Wealth Management Limited (no longer approved here)
FRN 499351
- [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2024)
- CF30 Customer (1 Jul 2017 to 8 Dec 2019)
Bartholomew Hawkins Ltd (no longer approved here)
FRN 489590
- CF30 Customer (7 Mar 2016 to 3 Jul 2017)
TITAN WEALTH PLANNING LTD (no longer approved here)
FRN 574458
- CF30 Customer (25 Jul 2014 to 2 Nov 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.