Shah Mir

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Argentis Financial Planning Ltd

    FRN 624277

    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 15 Jul 2024)
    • [FCA CF] Client dealing (since 15 Jul 2024)
  • Argentis Wealth Management Ltd

    FRN 419331

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 5 Oct 2022)
    • [FCA CF] Functions requiring qualifications (since 5 Oct 2022)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Sep 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Sep 2022)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Sep 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Sep 2022)
    • CF30 Customer (6 Jun 2016 to 8 Dec 2019)
  • Evelyn Partners Investment Management Services Limited (no longer approved here)

    FRN 165169

    • CF30 Customer (29 Mar 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.